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Poincare Conjecture

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One of the seven Clay Mathematics Institute Millennium Prize Problems, and the only one solved to date. Henri Poincare posed it in 1904, almost as an aside at the end of a long paper, asking whether every simply connected closed three dimensional shape is topologically the same as an ordinary three dimensional sphere. It resisted proof for nearly a century until Grigori Perelman, completing a program Richard Hamilton had built around the Ricci flow equation since 1982, posted three papers to the arXiv preprint server between November 2002 and July 2003. Several independent teams spent years writing up and checking the argument before the mathematical community accepted it as correct. Perelman was awarded the Fields Medal in 2006 and the Millennium Prize itself, one million dollars, in 2010, and declined both, saying in the second case that he considered Richard Hamilton's contribution no less than his own. A separate and genuinely disputed episode followed in 2006, when Shing-Tung Yau and his collaborators Xi-Ping Zhu and Huai-Dong Cao published a long paper describing itself as completing the proof, and Yau publicly suggested Perelman's own account was incomplete in places; other mathematicians, including John Morgan, disputed that characterization and defended Perelman's proof as already complete.

Facts
Statement
Every simply connected, closed three dimensional manifold is topologically equivalent to the three dimensional sphere. 1
Proof Year
2003 1
Perelman's three papers were posted between November 2002 and July 2003; the Clay Mathematics Institute's own account treats the proof as complete with the third, July 2003 paper, with verification by independent teams continuing through 2006 to 2009.
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The Twice-Refused Prize

This article records tradition as it has been passed down and reported. Its sources are not yet part of the atlas's verified catalogue.

In 1904 Henri Poincare tucked a question into the last page of a long paper on topology, the field he had all but founded: is every simply connected, closed, three dimensional shape really the same, topologically, as an ordinary sphere? He did not attempt to prove it. "Cette question nous entrainerait trop loin," he wrote. This question would take us too far.

It took nearly a century. Mathematicians tried and failed for decades, and by the time Grigori Perelman, a mathematician at the Steklov Institute in Saint Petersburg, began circulating three papers on the arXiv preprint server between November 2002 and July 2003, most of the field had come to think of the Poincare conjecture the way number theorists once thought of Fermat's Last Theorem: true, almost certainly, and probably unprovable by any method anyone had yet found. Perelman's route was not new so much as completed. Richard Hamilton had spent twenty-five years building a program around an equation he introduced in 1982, the Ricci flow, which smooths out the curvature of a shape the way heat smooths out temperature differences in a metal plate. Hamilton's program kept running into shapes that pinched off into singularities before it could finish the job. Perelman found the tools to steer around them.

Because Perelman published on the arXiv rather than in a refereed journal, and because the argument was dense even by the standards of differential geometry, the mathematical community did not simply take his word for it. Several independent teams spent years writing up full expositions of the proof: Bruce Kleiner and John Lott, whose notes were finished in 2006; John Morgan and Gang Tian, whose book appeared in 2007; Huai-Dong Cao and Xi-Ping Zhu, whose own account, and the controversy it caused, is its own story; and a European team, Bessieres, Besson, Boileau, Maillot and Porti, in 2009. By the end of that process the Clay Mathematics Institute, which had named the Poincare conjecture one of its seven Millennium Prize Problems in 2000, considered the case closed.

What happened next is the part of the story most people remember. At the end of May 2006 a committee of the International Mathematical Union voted to award Perelman a Fields Medal, mathematics' highest honor, for his work on the Ricci flow, ahead of the public ceremony that August at the IMU's quadrennial congress in Madrid. No mathematician had ever declined one. Perelman did. IMU president Sir John Ball flew to Saint Petersburg to try to change his mind, offering him three options: accept and attend the ceremony in Madrid, accept and receive the medal later, or refuse outright. "From the very beginning," Perelman told him, "I told him I have chosen the third one." Four years later the Clay Mathematics Institute awarded him the Millennium Prize itself, one million dollars, for resolving the conjecture. He declined that too, telling reporters he considered Richard Hamilton's contribution no less than his own. He had already resigned from the Steklov Institute in December 2005 and has lived a private life in Saint Petersburg since, largely out of public view.

Perelman's own account of why he stepped back from a field he had just conquered was less about modesty than about disappointment. "It is not people who break ethical standards who are regarded as aliens," he said. "It is people like me who are isolated." Whatever else the Poincare conjecture proved, it proved that a hard problem can still surprise the people who solve it, and the people who watch them do it.

A Proof With Two Endings

This article records tradition as it has been passed down and reported. Its sources are not yet part of the atlas's verified catalogue.

By the spring of 2006 the mathematical community largely agreed that Grigori Perelman had proved the Poincare conjecture. What it had not yet agreed on was who should get the credit, and for a few strange months that argument became public in a way pure mathematics rarely is.

In June 2006 the Asian Journal of Mathematics devoted its entire issue to a single paper, more than three hundred pages long, by Huai-Dong Cao of Lehigh University and Xi-Ping Zhu of Sun Yat-sen University, presenting what its authors called a complete proof of the Poincare and geometrization conjectures. The paper's editorial path was unusual: the journal's editorial board, thirty one mathematicians, were given three days to comment on a draft that arrived by email without the paper itself attached, and at least one board member who asked to see it was told it was not available. The journal's co-editor was Shing-Tung Yau, a Fields Medalist and Cao and Zhu's own former teacher.

At a Beijing press conference that June, the acting director of a mathematics institute Yau had founded offered a division of credit for the proof: Richard Hamilton, whose Ricci flow program the whole argument rested on, got just over fifty percent; Perelman got about twenty five percent; and Yau, Cao and Zhu together got about thirty percent, a total that runs past one hundred by design or by accident depending on who is asked. In a lecture the same month, Yau said that in Perelman's own papers many key ideas were sketched or outlined rather than spelled out, with complete details often missing, and praised Cao and Zhu's paper as completely solving the puzzle.

Other mathematicians did not see it that way. John Morgan, then chair of Columbia University's mathematics department and himself a co-author of one of the independent expositions of Perelman's proof, said flatly that Perelman had already done it and that his proof was complete and correct, and that he did not see that Cao and Zhu had contributed anything different. Perelman, asked about the Cao-Zhu paper directly, was equally blunt: it was not clear to him what new contribution they had made, he said, and it appeared that Zhu had not quite understood the argument and had reworked it rather than clarified it.

None of this changed the outcome. The Clay Mathematics Institute's own account of the episode, written after the dust settled, credits Perelman alone with resolving the conjecture, and the Fields Medal committee had in fact already reached that same conclusion at the end of May, before the Beijing press conference ever took place. But the dispute is on the record, named participants and all, a reminder that even a proof everyone eventually accepts can pass through a genuinely contested moment on its way to being settled.

Cross-Tradition Connections

Associated With

Richard Hamilton, Mathematicians

Hamilton introduced the Ricci flow in 1982 and developed it over two decades into the program Perelman completed; Perelman himself said Hamilton's contribution was no less than his own.

In Branch

Perelman's proof draws essentially on differential geometry and partial differential equations through the Ricci flow, alongside the topological statement of the conjecture itself.

Additional Source Poincare Conjecture (Wikipedia)Introduction
Additional Source Poincare Conjecture (Wikipedia)Introduction

Posed By

Proved By

Sources
1. Clay Mathematics Institute
Clay Mathematics Institutep. 1, Poincare's conjecture and Perelman's proof
Quote, p. 1, Poincare's conjecture and Perelman's proof
Formulated in 1904 by the French mathematician Henri Poincare, the conjecture is fundamental to achieving an understanding of three-dimensional shapes (compact manifolds).
View the Source
1. Clay Mathematics Institute
Clay Mathematics InstitutePosed By: Henri Poincare, https://www.claymath.org/wp-content/uploads/2022/06/Poincare-press-release.pdfView the Source
1. Clay Mathematics Institute
Clay Mathematics InstituteProved By: Grigori Perelman, https://www.claymath.org/wp-content/uploads/2022/06/Poincare-press-release.pdfView the Source
1. Clay Mathematics Institute
Clay Mathematics InstituteAssociated With: Richard Hamilton, https://www.claymath.org/wp-content/uploads/2022/06/Poincare-press-release.pdfView the Source
Poincare Conjecture (Wikipedia)
Wikimedia FoundationFields Medal and Millennium Prize sections
Quote, Fields Medal and Millennium Prize sections
Perelman rejected that prize as well, stating that he considered his contribution to be no greater than that of Hamilton
View the Source
Poincare Conjecture (Wikipedia)
Wikimedia FoundationIn Branch: Geometry, Introduction
Quote, In Branch: Geometry, Introduction
In the mathematical field of geometric topology, the Poincare conjecture is a theorem about the characterization of the 3-sphere.
View the Source
Poincare Conjecture (Wikipedia)
Wikimedia FoundationIn Branch: Topology, Introduction
Quote, In Branch: Topology, Introduction
In the mathematical field of geometric topology, the Poincare conjecture is a theorem about the characterization of the 3-sphere.
View the Source
Dissenting Readings (1 dissenting reading)
Proved By: Grigori Perelman

In June 2006 Yau's students Xi-Ping Zhu and Huai-Dong Cao published a paper, filling the entire June 2006 issue of the Asian Journal of Mathematics which Yau co-edits, describing itself as completing the proof of the Poincare and geometrization conjectures. At a Beijing press conference the acting director of Yau's own mathematics institute credited Hamilton with over fifty percent, Perelman with about twenty five percent, and Yau, Zhu and Cao with about thirty percent, a division that does not even sum to one hundred. Yau said in a public lecture that in Perelman's work many key ideas were sketched or outlined with complete details often missing, and that Zhu and Cao's paper was a complete solution to the puzzle. Other mathematicians disputed this characterization at the time: John Morgan said Perelman had already done it and that his proof was complete and correct, and that he did not see that Zhu and Cao had done anything different; Perelman himself, asked about the Zhu-Cao paper, said it was not clear to him what new contribution they had made, and that Zhu appeared not to have quite understood the argument and reworked it.

A dissenting reading, from Shing-Tung Yau, Xi-Ping Zhu and Huai-Dong CaoSylvia Nasar and David Gruber, Nasar and Gruber, Manifold Destiny (2006), The New Yorker, August 28, 2006 (reprinted with permission in Nieuw Archief voor Wiskunde, 2007), 2006
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